Item #:
52104324
SIE Exam Reference Guide: Full Text for the FINRA, MSRB, CBOE & SEC Rules Referenced in the SIE Content Outline 2021 Edition
Item #:
52104324
XCD 71
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This book provides the full text of the 150 rules included in the SIE Exam Content Outline.
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What Stands Out
Comprehensive Coverage
This guide includes full texts of crucial regulations from FINRA, MSRB, CBOE, and SEC, offering candidates a complete resource for understanding rules applicable to the SIE exam.
Targeted Study Resource
Tailored specifically for SIE exam candidates, this reference guide streamlines the study process by providing all necessary rule texts in one accessible format.
Confidence Building
By thoroughly understanding the rules, users enhance their exam confidence, ensuring they are well-prepared to meet the challenges of the SIE and succeed in financial services.
Product Details
| Publisher | Coventry House Publishing |
| Publication date | January 3, 2021 |
| Language | English |
| Print length | 526 pages |
| ISBN-10 | 1734820314 |
| ISBN-13 | 978-1734820317 |
| Item Weight | 3.01 pounds (1.37 kg) |
| Dimensions | 8.5 x 1.19 x 11 inches (21.6 x 3 x 27.9 cm) |
| Book 2 of 2 | SIE Exam |
Who Should Buy?
-
SIE Exam Candidates
Individuals preparing for the Securities Industry Essentials Exam will find this guide essential for comprehensive rule understanding.
-
Finance Students
Students studying finance or related fields can use this reference to deepen their knowledge of securities regulations.
-
Compliance Professionals
Professionals in compliance roles will benefit from having direct access to regulatory texts and rules for their duties.
-
General Public
Casual readers or individuals not pursuing finance careers may not find the content applicable or engaging.
Product Description
SIE Exam Reference Guide: Full Text for the FINRA, MSRB, CBOE & SEC Rules Referenced in the SIE Content Outline 2021 Edition
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Customer Questions & Answers
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Question:
What is the SIE Exam Content Outline?
Answer: It is a list of 150 suggested reading rules provided by FINRA for the SIE exam. -
Question:
What is the purpose of this book?
Answer: To provide the full text of the 150 rules listed in the SIE Exam Content Outline. -
Question:
Is this book intended to be a primary study guide for the SIE exam?
Answer: No, it is meant to supplement self-study materials and coursework.
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XCD 71
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Features & Benefits
- Supplement to self-study materials and coursework for prospective securities industry professionals
- Assesses basic securities industry knowledge on products, industry structure, and regulations
- Passing the SIE exam and a qualification exam is required to engage in securities business
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